Nơi làm việc: Hà Nội
Mức lương:
Ngành nghề: Bảo hiểm , Ngân hàng , Kế toán / Kiểm toán
Hạn chót nộp hồ sơ:
Cấp bậc: Nhân viên
Job purpose
Job Description
Responsibilities
1. Sales Compliance Monitoring
· Develop policies, processes, and procedures for sales activities, monitor sales compliance, and mitigate compliance risks.
· Collaborate with business units to evaluate potential compliance risks in sales activities, analyze impact, and recommend appropriate risk mitigation measures.
· Conduct compliance assessments for products and services prior to market launch: identify risks, assess impact, propose solutions, and ensure alignment with legal and internal standards.
· Periodically review and update sales compliance policies and processes to align with changes in internal operations, legal regulations, and market practices.
· Coordinate with relevant departments to assess legal risks in customer acquisition and servicing, propose remedial measures, and ensure compliance.
· Participate in training programs and communication initiatives to enhance awareness and compliance culture within the sales team.
2. AML và FATCA
Advise on the implementation of AML and FATCA policies, processes, and standards.
· Monitor and evaluate AML/FATCA compliance of the business units.
· Coordinate with the AML team and relevant departments to address customer issues related to AML/FATCA and recommend remediation plans.
· Participate in training sessions and communication to raise awareness and strengthen compliance in relation to AML and FATCA requirements.
· Collaborate with legal, risk, and compliance teams in customer due diligence and reporting activities in line with AML/FATCA standards.
· Assist in working with SBV, MOF, and other competent authorities regarding AML/FATCA compliance matters.
3. Policy Management and Advisory
· Advise on the implementation and management of internal policies and compliance guidelines in relation to corporate standards.
· Participate in policy review and development activities to ensure alignment with compliance requirements and best practices.
4. Other tasks and responsibilities as assigned by manager
Techcombank
www.techcombank.com.vn Tổng số nhân viên: 7000
Expert, Corporate Compliance – Life Insurance Project
Nơi làm việc: Hà Nội
Mức lương: Cạnh tranh