Legal and Compliance Manager ( Hanoi/ Stock)
Mô tả công việc
- Job Description
- Plan and control company’s activities, plan of testing for each period, each unit in company.
- Check the company's compliance with the internal rules, regulations and the State's laws.
- Check and review the Client's transaction records
- Checking the validity and legality in business activities, accounting and statistics.
- Reporting on risk forecasts and internal control inspection reports.
- Control the legality in drafting and promulgating process documents, regulations of professional departments, the forms in administration and business activities.
- Building the Company's Compliance policy and process.
- Organize, manage and operate activities of the Department.
- Establish and maintain relationships between the Company and the other units in the system and / or with relevant authorities, organizations and individuals to serve the work effectively.
- Direct and control the provision, synthesis and processing of information related to the legal work and compliance control of the company.
- Report to competent authorities on work related to Legislation and comply periodically or at the request of the Competent Authority for each case.
- Build up the Company's Anti money laundering (AML) policy and procedure and conduct periodic checks.
- Requirement
- Graduated from University, majoring in Law or accounting from domestic and foreign universities
- Work experience: 05 - 07 years of experience in banking, finance, securities, and audit.
- Understand the basic of legal profession and control of compliance of the business. Preferably with experience in credit institutions, banking, and investment.
- Management Experience: 03 years in management in the relevant field.
- Holder of Securities practice certificate is an advantage.
- Knowledge of MS Office.
- Good at Chinese or English writing and verbal presentation skills
- Dynamic, enthusiastic, honest, high responsibility
- Remuneration
- Salary negotiable
- Modern and dynamic working environment
- Good development opportunities and remuneration
Thông tin tham khảo
Tin đăng ngày 13/04/2021 — đã hơn 180 ngày, có thể đã ngừng nhận hồ sơ. Hãy kiểm tra trên trang nguồn trước khi nộp.
- Mức lương phổ biến cho “Legal Manager”
- 35,5 – 52,3 triệu/tháng, trung bình 43,9 triệu (66 mẫu tin, VietnamSalary). Xem chi tiết lương
- Thị trường tại Hồ Chí Minh
- 9.911 tin đang mở từ 3.061 doanh nghiệp. Xem việc làm tại Hồ Chí Minh
- Nguồn tin
- Nguồn: website tuyển dụng của doanh nghiệp (www.jobstreet.vn) · đăng 13/04/2021 · cập nhật 04/05/2021