Compliance and Regulatory Officer, Lending Philippines

Get to know the Role:

Compliance

Carry out all compliance related activities and ensure compliance with the applicable local laws, rules, regulations and standards;

• Maintain records and conduct regular reviews on internal and regulatory requirements on AML/CFT standards;
• Conduct periodic compliance checks, tests and audits, including preparing preliminary reports on findings and ensure proper implementation of recommendation;
• Conduct investigation and file suspicious transaction reports (STRs) as appropriate;

Regulatory

Record, update and disseminate regulatory watch for consultation, notification and disseminate to relevant parties on regulatory updates and advise on changes and implications, if any;

• Record and update policies and procedures reflecting regulatory developments;
• Assist to investigate and report any breach of law or regulations where appropriate and follow up on resolutions;
• Support regulatory reporting;

Others

• Support developmental projects with focus on procedures development, process improvement initiative and enhancing existing controls;
• Perform any other duties as assigned;

The must haves:

• At least 5 years’ working experience with exposure to internal control framework (e.g. audit, regulatory inspectors);
• Proactive, objective and possess an aptitude for risks and control;
• Good written and verbal communications skills;
• Team player;