Compliance and Regulatory Manager

Compliance

Carry out all compliance related activities and ensure compliance with the applicable local laws, rules, regulations and standards;

● Maintain records and conduct regular reviews on internal and regulatory requirements on AML/CFT standards;

● Conduct periodic compliance checks, tests and audits, including preparing preliminary reports on findings and ensure proper implementation of recommendation;

● Conduct investigation and file suspicious transaction reports (STRs) as appropriate.

Regulatory

Record, update and disseminate regulatory watch for consultation, notification and disseminate to relevant parties on regulatory updates and advise on changes and implications, if any;

● Record and update policies and procedures reflecting regulatory developments;

● Assist to investigate and report any breach of law or regulations where appropriate and follow up on resolutions;

● Support regulatory reporting.

Others

● Support developmental projects with focus on procedures development, process improvement initiative and enhancing existing controls;

● Perform any other duties as assigned.

Competencies

● At least 5 years’ working experience with exposure to internal control framework (e.g. audit, regulatory inspectors);

● Proactive, objective and possess an aptitude for risks and control;

● Good written and verbal communications skills;

● Team player.