Get to know the Role:
Compliance
Carry out all compliance related activities and ensure compliance with the applicable local laws, rules, regulations and standards;
- Maintain records and conduct regular reviews on internal and regulatory requirements on AML/CFT standards;
- Conduct periodic compliance checks, tests and audits, including preparing preliminary reports on findings and ensure proper implementation of recommendation;
- Conduct investigation and file suspicious transaction reports (STRs) as appropriate;
Regulatory
Record, update and disseminate regulatory watch for consultation, notification and disseminate to relevant parties on regulatory updates and advise on changes and implications, if any;
- Record and update policies and procedures reflecting regulatory developments;
- Assist to investigate and report any breach of law or regulations where appropriate and follow up on resolutions;
- Support regulatory reporting;
Others
- Support developmental projects with focus on procedures development, process improvement initiative and enhancing existing controls;
- Perform any other duties as assigned;
The must haves:
- At least 5 years’ working experience with exposure to internal control framework (e.g. audit, regulatory inspectors);
- Proactive, objective and possess an aptitude for risks and control;
- Good written and verbal communications skills;
- Team player;